03/14/2013
He represents many of the best-known global financial institutions in their U.S. regulatory matters, including dealings with the Federal Reserve, SEC and other regulatory agencies.
03/13/2013
Risk management and hedging are key issues in corporate management. In certain cases, taxpayers may see an opportunity or a need to factor taxation into their hedging transactions to be fully hedged on an after-tax basis.
03/13/2013
Risk management and hedging are key issues in corporate management. In certain cases, taxpayers may see an opportunity or a need to factor taxation into their hedging transactions to be fully hedged on an after-tax basis.
03/13/2013
According to the Government, revenue from fraud control activity alone increased by 16.9% last year
03/13/2013
Recent cases have seen HMRC battle cases successfully through the courts
03/12/2013
The new rules will be revealed officially in the near future, most likely in the upcoming platform paper.
03/07/2013
"He both failed to understand or act upon either his personal duty to his customers or his obligations as principal to a number of Appointed Representatives."
03/07/2013
Regulators and law enforcement authorities have recently settled with top banks
03/07/2013
He was the founder and chief investment officer of Absolute Capital Management Holdings Limited, a Cayman Islands-based investment advisor that managed nine hedge funds from 2004 until September 2007.
03/06/2013
Beware of Safe-havens Other than Switzerland
03/06/2013
Investors were overcharged millions of dollars in British taxes by Deutsche Bank
03/05/2013
The court heard that between 1999 and 2005, the accountant helped two Gold Coast phonebook salesmen make millions through an offshore tax evasion scheme he set up.
03/05/2013
Bank regulators realised as early as 2008 that manipulation Libor could pose a “significant” problem
03/05/2013
The firm reported the broker, who retired on Aug. 3, to the police and Financial Services Authority
03/05/2013
Critics say the practice could allow the emergence of a kind of ponzi scheme whereby banks use funds from the sale of new wealth management products to repay previous investors.
03/05/2013
Commerzbank, which bought Dresdner in 2009, said the awards weren’t deserved after a 6.5 billion-euro loss
03/05/2013
In this case, it will be argued that mens rea is required
03/05/2013
Martin Coward, the co-founder of Ikos Asset Management Ltd., sued his estranged wife’s businesses in a U.K. cour
03/04/2013
A U.S. court on Monday sentenced Wegelin & Co, the oldest Swiss private bank, to pay $57.85 million after it admitted to helping wealthy Americans evade taxes.
03/04/2013
Britain's Financial Services Authority is set to go after asset managers using investors' money