07/28/2021
Newgate Compliance (an Ocorian owned company) Managing Director, Traci Pham and Senior Consultant, Jay Pyne summarise the key points and what firms can do to plan ahead.
07/28/2021
The challenge to designing and implementing a compliance monitoring programme is the significant resource, time and commitment required, those on the course heard.
07/26/2021
Should this not be the case, and an IFM delegates one or more functions included in the collective portfolio management to another authorised IFM, or to a third-party, this exemption will not apply, and the IFMs that delegate part of their functions shall